Account Types and Features

Individual Brokerage

Joint Tenants WROS
(with rights of survivorship)

Family Trust

Traditional IRA

Rollover IRA

Roth IRA


Simple IRA

Individual 401(k)

529 College Savings


Coverdell Education Savings

Health Saving (HSA)

Limited Liability Company


Sole Proprietorship

Account Feature Forms

  • Account Transfer Form
  • Automated Clearing House (ACH) Authorization
  • Change of Contact Information Form
  • Certification of Trust by Trustee(s)
  • Corporate Resolution
  • Direct Deposit Request
  • Incoming Wire Instruction
  • IRA Change of Beneficiary Form
  • IRA Rollover Certification Form
  • Online Account and eDelivery Enrollment
  • Trading Authorization Agreement
  • Transfer on Death Addendum
  • Removal of Worthless Securities
  • Roth IRA Rollover Documentation Form
  • Roth IRA Conversion Form
  • W8-BEN